The Securities and Exchange Board of India (Sebi) has recently issued a set of Frequently Asked Questions (FAQs) to clarify the regulatory provisions applicable to Research Analysts. This move aims to enhance transparency and understanding of compliance requirements in the analyst community.

Key highlights from the FAQs include the mandate that all individuals involved in providing research services must obtain certification from the National Institute of Securities Markets (NISM). This certification ensures that research analysts are adequately trained and adhere to the regulatory standards set forth by Sebi.

The FAQs address common concerns regarding the registration process, ongoing compliance obligations, and the ethical standards research analysts must maintain. By providing these clarifications, Sebi seeks to strengthen investor confidence in research reports and recommendations issued by certified analysts.

This development comes at a time when market participants are increasingly focused on the quality and credibility of analysis that informs investment decisions. Sebi’s initiative to formalize and streamline regulatory expectations reflects its commitment to maintaining a fair and transparent market environment.

Investors and research professionals are encouraged to review the FAQs to stay updated on the regulatory framework and ensure adherence to the stipulated guidelines. Further details and the complete set of FAQs are available on the Sebi website and through official communications.